Compliance Administrator
Location
Johannesburg
Full time, on-site
Are you a recent law graduate eager to begin your career in compliance within the financial sector? Chartered Wealth Solutions is actively seeking a detail-oriented Compliance Administrator who is passionate about delivering high-quality work and ensuring accuracy at all times. We believe that compliance is at the heart of trustworthy financial services, and in this role, you will go beyond merely ticking boxes. You will play a crucial part in our commitment to integrity and contribute to a company dedicated to the highest ethical standards. As a Compliance Administrator, you will gain valuable exposure to essential compliance areas, including FICA, Anti-Money Laundering (AML), Client Due Diligence (CDD), and FAIS, equipping you with a strong foundation in compliance. Under the guidance of our experienced Compliance Officer, you will receive mentorship and support to help you realise your full potential.
Your key responsibilities:
- Organising staff training and maintaining training records
- Assisting with the preparation of annual PI cover renewal
- Updating and maintaining licence categories, representatives and key individuals
- Fit and proper declaration management
- FICA management
What you need:
- A degree in Law or a related field, or equivalent legal qualifications
Alternatively
- Relevant Bachelor’s degree (non-negotiable)
- 1-3 years of experience in the financial industry (non-negotiable)
- RE5 Certificate (preferred)
- Expertise in FAIS and AML (preferred)
- Familiarity with tools such as DocFox (preferred)
- Experience in financial planning (preferred)
This is a salaried position ensuring your financial stability and job satisfaction.
To seize this exciting opportunity, sent your CV to recruitment@charteredgroup.co.za. We will only contact short-listed candidates. If you don’t hear from us within ten working days, please consider your application unsuccessful.
Learn more about our commitment to empowering clients to live fulfilling lives at:
www.charteredwealth.co.za.